Financial Compliance White Papers

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Secure, Simple and Powerful Log Management with Novell® Sentinel™ Log Manager
sponsored by Novell, Inc.
WHITE PAPER: Read this whitepaper to find out how Novell's Sentinel™ Log Management solution simplifies compliance by collecting, storing, analyzing and managing data logs from all across your enterprise.
Posted: 09 Dec 2009 | Published: 08 Dec 2009

Novell, Inc.

Cost Basis Basics: Preparing for the New Reporting Requirement
sponsored by Advent Software, Inc
WHITE PAPER: January 1, 2011 may have seemed very far away when the Emergency Economic Stabilization Act was signed into law in October 2008. As the date gets closer, however, many investment managers are still looking for guidance on the bill’s cost basis reporting provision—the first phase of which kicks in on that date. Read this paper to find out more.
Posted: 10 Jun 2010 | Published: 10 Jun 2010

Advent Software, Inc

Improving Intercompany Reconciliation for a Faster Close
sponsored by SAP America, Inc.
WHITE PAPER: What's arguably the single greatest barrier to the fast close has remained constant - the completion of the intercompany reconciliation process. This paper examines the issues behind intercompany reconciliation and outlines how companies can make impressive progress when they employ software solutions such as those from SAP Business Objects
Posted: 08 Jun 2009 | Published: 02 Jun 2009

SAP America, Inc.

Compliance Guide: Ensure Social Media Compliance Across Your Organization
sponsored by Hootsuite
WHITE PAPER: Whether you're in the financial, medical, or other industry, there are unique regulatory and legal requirements to consider when interacting on social media. In this informative resource, learn how a social relationship platform can help you manage all the areas of social media compliance,
Posted: 23 Dec 2013 | Published: 23 Dec 2013

Hootsuite

IBM Rational and the Financial Services Sector
sponsored by IBM
WHITE PAPER: Financial services institutions (FSIs) are under tight pressure to reduce cost and risk in the business while improving profitability and enhancing customer satisfaction. But achieving these goals can be a daunting task.  View this paper to explore a systematic approach and key recommendations that FSI should invest in to help tackle these goals.
Posted: 08 Aug 2011 | Published: 08 Aug 2011

IBM

Fast Delivery of Complex Financial Reports - How Leading CFOs Do It
sponsored by IBM
WHITE PAPER: Reporting speed and accuracy are vital today. But it would be wrong to assume that you have to spend more to go faster and do a competent job. This white paper illustrates how some organizations achieved top-tier results in financial reporting and why some did not.
Posted: 14 Nov 2011 | Published: 14 Nov 2011

IBM

Laws, regulations and compliance: Top tips for keeping your data under your Control
sponsored by Sophos UK
WHITE PAPER: The challenges of complying with government, industry and internal regulations designed to protect data is becoming harder and more expensive to manage. This paper outlines the rules, looks at the main threats to security compliance and highlights how a well-defined strategy, backed up by powerful technology can provide the solution.
Posted: 20 Mar 2009 | Published: 01 Dec 2008

Sophos UK

SIEM Analyst Research Bundle
sponsored by AT&T Cybersecurity
WHITE PAPER: No matter the company size, a properly executed SIEM strategy is difficult to achieve as resources become constrained. Explore this white paper to uncover the key factors leading to a successful SIEM purchase and deployment for your organization.
Posted: 19 Oct 2017 | Published: 19 Oct 2017

AT&T Cybersecurity

The Adobe EchoSign advantage for financial services
sponsored by Adobe EchoSign
WHITE PAPER: E-signatures offer financial institutions sustainable competitive advantages while meeting high industry standards. Access this white paper to learn more.
Posted: 23 Feb 2015 | Published: 23 Feb 2015

Adobe EchoSign

Closed-loop Records Management: The Stakes Are Too High to Ignore
sponsored by RSD
WHITE PAPER: As the breadth, variety and importance of electronic data in the enterprise continues to expand, it is increasingly critical that corporate information policies be tied to strong IT enforcement. Access this resource to learn how to develop effective closed-loop records management through well-defined information governance.
Posted: 15 Feb 2012 | Published: 15 Feb 2012

RSD